GOV-002 | Membership Regulations | regulation | Articles authority, Swiss legal review and formal adoption |
GOV-003 | Conflicts, Independence and Recusal Rules | rule | Governance authority, role design and formal adoption |
CON-001 | Code of Professional Conduct | code | Approved membership scheme, consultation, legal review and formal adoption |
CON-002 | Client Engagement and Service Standard | standard | Activity-scope review, consultation and formal adoption |
CON-003 | Conflicts, Referrals and Remuneration Standard | standard | Legal review, consultation and formal adoption |
CON-004 | Marketing, Titles and Public Claims Standard | standard | Approved designations, consultation and formal adoption |
DD-001 | Integrity Due Diligence, Financial Crime and Sanctions Standard | standard | Specialist legal review, consultation and formal adoption |
DAT-001 | Confidentiality, Data and Record Stewardship Standard | standard | Privacy review, consultation and formal adoption |
CLI-001 | Client Money and Asset Safeguarding Standard | standard | Financial and regulatory review, consultation and formal adoption |
CPD-001 | Continuing Professional Development Rules | rule | Approved categories and renewal model, consultation and formal adoption |
CMP-001 | Complaints Rules | rule | Staffed process, privacy review, legal review and formal adoption |
DIS-001 | Disciplinary Rules and Sanctions Policy | rule | Articles authority, independent process, Swiss legal review and formal adoption |
APP-001 | Review and Appeals Rules | rule | Independent process, statutory-deadline review and formal adoption |
REG-001 | Public Register and Credential Verification Policy | policy | Lawful-basis decision, privacy review, tested revocation and formal adoption |
PRI-001 | Applicant, Member and Affiliate Privacy Notice | notice | Actual processing design, controller approval and legal review |
PRI-002 | Complaints and Discipline Privacy Notice | notice | Actual process design, controller approval and legal review |
DOC-001 | Document Control, Correction and Versioning Rules | rule | Governance authority and formal adoption |
MRK-001 | WIMA Mark and Designation Use Rules | rule | Approved designations, legal review and formal adoption |